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Regulation by prosecution : the Securities and Exchange Commission vs. corporate America / by Karmel, Roberta S.,1937-(CARDINAL)135677;
Includes bibliographical references and index.
Subjects: United States. Securities and Exchange Commission.; Securities;
Available copies: 1 / Total copies: 1
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SEC, oversight of the EDGAR system : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session, March 14, 1985. by United States.Congress.House.Committee on Energy and Commerce.Subcommittee on Oversight and Investigations.(CARDINAL)275826;
Includes bibliographical references.
Subjects: EDGAR (Information retrieval system); United States. Securities and Exchange Commission.;
Available copies: 1 / Total copies: 1
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Nomination of Philip A. Loomis, Jr.: hearing, Ninety-second Congress, first session on the Nomination of Philip A. Loomis, Jr., to be a member of the Securities and Exchange Commission, September 22, 1971. by United States.Congress.Senate.Committee on Banking, Housing, and Urban Affairs.(CARDINAL)280254;
Subjects: Loomis, Philip A., 1915-; United States. Securities and Exchange Commission;
Available copies: 1 / Total copies: 1
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No one would listen : a true financial thriller / by Markopolos, Harry.(CARDINAL)499323; Casey, Frank.(CARDINAL)421901;
Includes bibliographical references and index.A red wagon in a field of snow -- The slot machine that kept coming up cherries -- Falling down the rabbit hole -- Finding more Peters (to pay Paul) -- The goddess of justice wears a blindfold -- Didn't anyone want a Pulitzer? -- More red flags than the Soviet Union -- Closing the biggest barn door in Wall Street history -- Soaring like an eagle surrounded by turkeys -- Epilogue : Mr. Pinkslip goes to Washington.Bernie Madoff was a king of the financial world. He was quietly running the largest hedge fund in the world, a fund that eventually spread to over forty nations and handled tens of billions of dollars. Harry Markopolos was a number cruncher at a Boston equity derivatives firm analyzing investment products. When a marketer handed Harry a prospectus outlining Madoff's strategy and asked him to create a similar product, he looked at the numbers. Within minutes, Harry knew it was impossible. The numbers didn't add up. For the next ten years, Markopolos and his investigative team tried desperately to warn the government, the industry, and the press that the largest hedge fund in the industry was a fraud and that the respected and admired Bernie Madoff was a crook--but no one would listen. This is the story of the pursuit of the greatest financial criminal in history.--From publisher description.
Subjects: Madoff, Bernard L.; United States. Securities and Exchange Commission; United States. Securities and Exchange Commission; Ponzi schemes; Investment advisors; Hedge funds; Securities fraud;
Available copies: 21 / Total copies: 21
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Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme / by United States.Securities and Exchange Commission.Office of Investigations.(CARDINAL)292215; Kotz, H. David.(CARDINAL)292031;
Includes bibliographical references.
Subjects: Madoff, Bernard L.; Ponzi schemes; Hedge funds; Securities fraud; Commercial crimes; Law enforcement; United States. Securities and Exchange Commission; Governmental investigations; Investment advisors;
Available copies: 1 / Total copies: 1
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Nominations of Jay Janis, John R. Evans, Philip A. Loomis, Jr., and R. Robert Russell : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, first session ... September 4, 1979. by United States.Congress.Senate.Committee on Banking, Housing, and Urban Affairs.(CARDINAL)280254;
Subjects: United States. Federal Home Loan Bank Board; United States. Securities and Exchange Commission; Council on Wage and Price Stability (U.S.);
Available copies: 1 / Total copies: 1
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Nominations of Roberta S. Karmel and Eloise A. Woods : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session, on the nominations of Roberta S. Karmel, to be Commissioner, Securities and Exchange Commission, and Eloise A. Woods, to be Chairman, National Credit Union Board, September 16, 1977. by United States.Congress.Senate.Committee on Banking, Housing, and Urban Affairs.(CARDINAL)280254;
Subjects: Karmel, Roberta S., 1937-; Woods, Eloise Alderman, 1927-; United States. Securities and Exchange Commission; United States. National Credit Union Board;
Available copies: 1 / Total copies: 1
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Nominations of Philip A. Loomis, Jr., and Alan Greenspan : hearing before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session on nominations of Philip A. Loomis, Jr., to be a member of the Securities and Exchange Commission and Alan Greenspan to be a member of the Council of Economic Advisers, August 8, 1974. by United States.Congress.Senate.Committee on Banking, Housing, and Urban Affairs.(CARDINAL)280254;
Subjects: Loomis, Philip A., 1915-; Greenspan, Alan, 1926-; United States. Securities and Exchange Commission; Council of Economic Advisers (U.S.);
Available copies: 1 / Total copies: 1
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China's industrial, investment and exchange rate policies : impact on the United States / by U.S.-China Security Review Commission.(CARDINAL)228025;
Includes bibliographical references.
Subjects: Foreign exchange rates; Investments, Foreign;
Available copies: 1 / Total copies: 1
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Soviet-East European Research and Training Act : hearing before the Subcommittees on International Security and Scientific Affairs, on International Operations, and on Europe and the Middle East of the Committee on Foreign Affairs, House of Representatives, Ninety-eighth Congress, first session, on H.R. 601, H.R. 3500, H.J. RES. 254, July 25, 1983. by United States.Congress.House.Committee on Foreign Affairs.Subcommittee on International Security and Scientific Affairs.(CARDINAL)158045; United States.Congress.House.Committee on Foreign Affairs.Subcommittee on International Operations.(CARDINAL)140462; United States.Congress.House.Committee on Foreign Affairs.Subcommittee on Europe and the Middle East.(CARDINAL)145828;
Subjects: Federal aid to education; United States. Soviet Union and Eastern Europe Exchange Commission.; Educational exchanges;
Available copies: 1 / Total copies: 1
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Results 1 to 10 of 18 |